Enerpulse Technologies, Inc. | ||
(Name of Issuer)
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Common Stock, $0.001 par value
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||
(Title of Class of Securities)
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||
29278A101
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||
(CUSIP Number)
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December 31, 2015
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||
(Date of Event Which Requires Filing of this Statement)
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o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
o | Rule 13d-1(d) |
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Partners, L.P.
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||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
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||
3. |
SEC Use Only
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||
4. |
Citizenship of Place of Organization
Delaware
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||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
505,029
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
505,029
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
505,029
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
3.2%
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||
12. |
Type of Reporting Person (See Instructions)
PN
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Advisors, L.L.C.
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
505,029
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
505,029
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
505,029
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
3.2%
|
||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Overseas Fund, Ltd.
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Cayman Islands
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
126,267
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
126,267
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
126,267
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
0.8%
|
||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Management, L.P.
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
631,296
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
631,296
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
631,296
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
3.9%
|
||
12. |
Type of Reporting Person (See Instructions)
PN
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital, L.L.C.
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
631,296
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
631,296
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
631,296
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
3.9%
|
||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Asia, L.L.C.
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
981,567
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
981,567
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
981,567
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
6.3%
|
||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Paul Packer
|
||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
United States
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
1,612,863
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
1,612,863
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,612,863
|
||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
|
||
11. |
Percent of Class Represented by Amount in Row 9
9.99%
|
||
12. |
Type of Reporting Person (See Instructions)
IN
|
(a)
|
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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|
(b)
|
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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|
(d)
|
o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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|
(e)
|
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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|
(f)
|
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
o |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
o |
A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
|
A.
|
Globis Capital Partners, L.P.
|
(a)
|
Amount beneficially owned: 505,029
|
(b)
|
Percent of class: 3.2%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 505,029
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 505,029
|
B.
|
Globis Capital Advisors, L.L.C.
|
(a)
|
Amount beneficially owned: 505,029
|
(b)
|
Percent of class: 3.2%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 505,029
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 505,029
|
C.
|
Globis Overseas Fund, Ltd.
|
(a)
|
Amount beneficially owned: 126,267
|
(b)
|
Percent of class: 0.8%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 126,267
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 126,267
|
D.
|
Globis Capital Management, L.P.
|
(a)
|
Amount beneficially owned: 631,296
|
(b)
|
Percent of class: 3.9%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 631,296
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 631,296
|
E.
|
Globis Capital, L.L.C.
|
(a)
|
Amount beneficially owned: 631,296
|
(b)
|
Percent of class: 3.9%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 631,296
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 631,296
|
F.
|
Globis Asia , L.L.C.
|
(a)
|
Amount beneficially owned: 981,567
|
(b)
|
Percent of class: 6.3%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 981,567
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 981,567
|
G.
|
Paul Packer
|
(a)
|
Amount beneficially owned: 1,612,863
|
(b)
|
Percent of class: 9.9%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 1,612,863
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 1,612,863
|
Dated: February 12, 2016
|
By:
|
/s/ Paul Packer
|
|
Paul Packer,
individually and as managing member of:
(a) Globis Capital Advisors, L.L.C.,
for itself and as the general partner of
Globis Capital Partners, L.P.; (b) Globis Capital, L.L.C., for itself and as the general partner of
Globis Capital Management, L.P., the Investment Manager of Globis Overseas Fund, Ltd.; and (c) Globis Asia L.L.C.
|
|||
Dated: February 12, 2016
|
By:
|
/s/ Paul Packer
|
|
Paul Packer,
individually and as managing member of:
(a) Globis Capital Advisors, L.L.C.,
for itself and as the general partner of
Globis Capital Partners, L.P.; (b) Globis Capital, L.L.C., for itself and as the general partner of
Globis Capital Management, L.P., the Investment Manager of Globis Overseas Fund, Ltd.; and (c) Globis Asia L.L.C.
|
|||